Chapter 1. Understanding the State-Local Environment
In search of the ideal state-local information system
Coordinated state-local information systems offer the hope of integrated services to
citizens and streamlined operations within government. Many government and professional
organizations are searching for ways to make these essential systems more successful. The
Council for Excellence in Government is identifying exemplary intergovernmental programs that
involve city, county, and tribal governments as well as state agencies. Public Technology Inc.
(PTI), a non-profit group sponsored by the National League of Cities, the National Association
of Counties, and the International City/County Management Association is researching local
priorities for intergovernmental IT projects and policies. NASIRE, the National Association of
State Information Resource Executives, maintains an intergovernmental relations committee and
recommends policies and technologies that help state governments streamline their operations.
Recently, the Industry Advisory Council, a private sector group formed by the Federation of
Government Information Processing Councils to advise federal agencies in their information
systems efforts, formed a committee to discuss intergovernmental projects. Other groups
searching for best practices in intergovernmental systems include the National Governors
Association, the National Telecommunications and Information Administration, and the National
Newspaper Association (Varon, FCW Government Technology Group, 1997).
In New York State, the Governor’s Task Force on Information Resource Management
Standing Committee on Local Government formed a Special Work Group on Intergovernmental
Information Systems in 1996 to work toward this goal. The Work Group developed a set of
characteristics that exemplify an "ideal" state-local information system project. The Center for
Technology in Government used these characteristics in a study of existing projects in the state
to identify those practices that were leading to success in a variety of areas. Some of the most
important ideal characteristics are presented in four broad categories below:
Characteristics of ideally formulated project objectives
The objectives of a state-local information system project set the stage for all
subsequent activity and evaluation. They drive all the investments of all stakeholders, and
therefore should have these characteristics:
- System goals are based on well defined program or business needs.
- All participants in the project agree about how the system will serve the needs of
citizens.
- The system objectives are reasonable given the resources available to support it.
- The system objectives have the support of elected officials and top management.
- The objectives include performance measures and a post-implementation
evaluation.
Characteristics of an ideal project management process
State-local systems projects involve a variety of players in different organizations, at
different levels of government, in different locations, and sometimes in both the public and
private or non-profit sectors. An ideal project management process takes all this into account
and has these features:
- All participants are treated as equals and have a substantial stake in the
project’s success.
- All participants understand the project management process and the roles and
responsibilities of all the players.
- Available financial resources are invested where they are most needed.
- Information about project status is shared frequently.
- The participants engage in joint problem identification and problem solving.
- Collectively, the project team has the skills needed to carry out a successful
system project.
Ideal design features
Systems that connect state and local government are usually systems that affect work
already underway in both places. They involve processes, information flows, technologies, and
staff capabilities already in place. An ideal design therefore has these characteristics:
- The system is designed to integrate with the related systems and business processes
of the affected organizations.
- Standard definitions of key data are used by all participants.
- The system is designed to support information sharing across organizations and
programs.
- Built-in safeguards assure system security and the confidentiality of sensitive or
personal information.
- The design adheres to commonly accepted industry standards and does not rely on
proprietary technologies.
- There is no need for parallel or supplemental systems or procedures to support the
service or business functions that the system is designed to meet.
- Built-in features reduce human effort and minimize duplication.
- The design takes into account the current technical capabilities of the
participating organizations.
Ideal user support features
State-local systems are implemented in a wide variety of organizational settings and used
by staff with a range of skills and experience. The system will only be as successful as its
users can make it. These user support features are therefore part of the ideal system:
- Complete user documentation (e.g., manuals, troubleshooting guide) is available.
- Continuing, up-to-date, and accessible user training is offered.
- Ongoing, adequate technical support services are available for system maintenance
and enhancement.
- An ongoing, adequate "help desk" supports users.
- There are built-in data management and analysis capabilities for users including
access to local, regional, and statewide databases for planning and evaluation purposes.
- Some provision is made for local modification based on local needs, including
low-tech and no-tech options where local conditions do not support high-tech
solutions.